Senior Managers And Certification Regime - Are You Prepared?

Following publication by the Financial Conduct Authority (FCA) of its Final Rules on the extension of the Senior Managers and Certification Regime (SMCR) to all solo-regulated firms which will apply from 9 December 2019, Sushil Kuner and Simon Stephen, from Emplaw authors Gowling WLG, summarise the key changes and explore the practical considerations for solo-regulated firms

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