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Frensham v FCA [2021] UKUT 0222

FCA were entitled to place prohibition order on financial adviser for serious conduct outside work

The Upper Tribunal , Tax and Chancery Chamber has for the first time ruled on a case where the FCA sought a prohibition order against an individual, Jon Frensham, based on his conviction for a criminal offence not involving dishonesty (sexual grooming of a minor on two occasions and breach of bail conditions) where the behaviour was unrelated to his regulated activity.

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